La Australian Securities and Investments Commission-ASIC

Los mejores corredores de opciones binarias 2020:
  • Binarium
    Binarium

    1er lugar! El mejor broker de opciones binarias!
    Ideal para principiantes! Entrenamiento gratis! Bonos de registro!

  • FinMax
    FinMax

    Broker honesto!

Australian Securities And Investments Commission (ASIC)

What is the Australian Securities And Investments Commission?

The Australian Securities And Investments Commission (ASIC) is the regulator of Australia’s markets and financial services. ASIC ensures that Australia’s financial markets are fair and transparent. ASIC is an independent Commonwealth Government body established by the Australian Securities and Investments Commission Act of 2001 (ASIC ACT).

Understanding the Australian Securities And Investments Commission

ASIC falls under the auspices of the Parliamentary Secretary to the Treasurer. ASIC regulates Australian companies, financial markets, financial services organizations and professionals who deal and/or advise on insurance, superannuation, investments, deposit-taking, and credit. ASIC service centers are located in all of Australia’s capital cities.

ASIC’s Structure

The organization is headed by a Commission that is responsible for the ASIC’s activities. The Commission is composed of a Chairperson and members. The Commission decides ASIC’s strategic direction and its priorities.

ASIC’s Role

Under the ASIC Act, ASIC is expected to:

  1. Maintain, facilitate and improve the financial system’s performance
  2. Promote confident and informed investor participation
  3. Administer and enforce the law effectively and efficiently
  4. Process and store information efficiently and quickly
  5. Make information regarding companies and other bodies public in a timely manner

ASIC promotes investor and financial consumer trust and confidence by educating investors and the public on investor responsibility. ASIC holds gatekeepers to account, and it studies consumer behavior and how investors and consumers make decisions. ASIC also ensures fair and transparent markets by playing a role in market supervision and corporate governance.

Who Does ASIC Regulate

ASIC regulates Australian companies, financial markets, financial service organizations, and financial professionals. It also acts as the consumer credit regulator and licenses and regulates organizations such as banks, credit unions, finance companies, and mortgage brokers according to the National Consumer Credit Protection Act 2009.

ASIC is also the markets regulator and ensures that financial markets are fair, transparent markets and advises the Minister when new markets are being considered for authorization. As the financial services regulator, ASICS licenses and monitors financial service individuals.

ASICS lists the following as powers that fall within its mandate:

Search ASIC’s Registers

We provide access to a range of information and products through our website.

Searching ASIC’s registers lets you access information on all our available registers.

Los mejores corredores de opciones binarias 2020:
  • Binarium
    Binarium

    1er lugar! El mejor broker de opciones binarias!
    Ideal para principiantes! Entrenamiento gratis! Bonos de registro!

  • FinMax
    FinMax

    Broker honesto!

You can also use NZAU Connect, our app that allows you to search across Australia and New Zealand.

Search fees

Are there any fees for searching?

Some of our search products can be viewed for free, while we are required to charge a fee for others.

Our website outlines the different types of information you can receive and has examples of what information is free and what information can be purchased.

Companies

How do I find information on a company?

You can use our ‘Organisations and Business Names’ search on ASIC Connect.

You can search by the company’s name or the company’s Australian Company Number (ACN).

How do I know if the name I want is available?

Use our ‘Check name availability’ search to see if the company name you want is available.

Company alerts – keeping track of a company

You can create an alert to track a company and receive a notice when they lodge documents.

How do I find out if a company is being wound up or deregistered?

ASIC’s Published Notices website lists insolvency notices, company deregistrations, and other information.

Business names

How do I find information on a business name?

Our ‘Business name index’ search on ASIC Connect has details for all business names.

Service alert: Recent search purchases

ASIC has disabled its online ASIC Connect ‘search retrieval’ service, after being alerted to a potential privacy issue with this service.

Customers who wish to obtain copies of recently purchases extracts should contact our Customer Centre on 1300 300 630.

NZAU Connect

Our app for searching Australian and New Zealand

Our app lets you search Australia’s business name and company registers, as well as New Zealand’s company register.

SMSF auditors

How do I find information on an SMSF auditor?

Use our ‘SMSF register search’ to find information on registered SMSF auditors.

Persons

How do I find information about a person?

Our register shows any bannings and disqualifications a person may be subject to.

You can also use an information broker to find more about a specific person’s role.

Financial advisers

How do I find information about a financial adviser?

The ‘Financial adviser register’ has details on all appointed financial advisers. This includes their employment history and product authorisations.

Data.gov.au

What is data.gov.au?

Data.gov.au is a website that provides public access to government data. ASIC publishes our registers on data.gov.au to give everyone the opportunity to view and use our data.

Professional registers

What information is on ASIC’s professional registers?

Our professional registers include AFS licensees, credit licensees, auditors, liquidators and other financial professionals.

Banned & disqualified persons

Our ‘Banned and Disqualified’ search has details on any bannings or disqualifications ASIC has handed down.

A person who is disqualified under Part 6-5 of the Corporations (Aboriginal and Torres Strait Islander) Act 2006 is automatically disqualified from managing companies registered under section 206B(5) of the Corporations Act 2001. You can search the Office of the Registrar of Indigenous Corporations (ORIC) Register of Disqualified Officers to see any relevant bannings and disqualifications.

Documents

How can I search for lodged documents?

Use our ‘Documents search’ to find information about documents lodged with us.

Registered charities

How can I find information about charities?

The Australian Charities and Not-for-Profits Commission (ACNC) registers organisations as charities. This can include public companies limited by guarantee, proprietary limited companies or registered Australian bodies.

Search ACNC’s register to find the latest information on a registered charity.

Unclaimed money

How can I search for unclaimed money?

All searches for unclaimed money can be done through ASIC’s MoneySmart website.

Additional searches

We also provide searches on fundraising offers, summary prosecutions and much more.

Our role

ASIC is Australia’s integrated corporate, markets, financial services and consumer credit regulator.

ASIC is an independent Australian Government body. We are set up under and administer the Australian Securities and Investments Commission Act 2001 (ASIC Act), and we carry out most of our work under the Corporations Act.

Our role under the ASIC Act is to:

  • maintain, facilitate and improve the performance of the financial system and entities in it
  • promote confident and informed participation by investors and consumers in the financial system
  • administer the law effectively and with minimal procedural requirements
  • receive, process and store, efficiently and quickly, information we receive
  • make information about companies and other bodies available to the public as soon as practicable
  • take whatever action we can, and which is necessary, to enforce and give effect to the law.

Legislation enacted in 2020 strengthened the criminal and civil penalties for financial sector misconduct and introduced a design and distribution obligations regime for financial services firms and a product intervention power for ASIC:

Los mejores corredores de opciones binarias 2020:
  • Binarium
    Binarium

    1er lugar! El mejor broker de opciones binarias!
    Ideal para principiantes! Entrenamiento gratis! Bonos de registro!

  • FinMax
    FinMax

    Broker honesto!

¿Cuánto puede ganar en opciones binarias?
Deja un comentario

;-) :| :x :twisted: :smile: :shock: :sad: :roll: :razz: :oops: :o :mrgreen: :lol: :idea: :grin: :evil: :cry: :cool: :arrow: :???: :?: :!: